Monitoring, Auditing and Risk Assessment

Taking a risk-based approach to compliance allows informed decisions to be made on compliance risk tolerance/acceptance and the allocation of scarce resources to mitigate those compliance risks deemed high. The University Ethics and Compliance Office is closely coordinating with Enterprise Risk Management and University Audits to optimize risk assessment efforts. All three organizations share scheduling, contact and report information (to the extent possible consistent with confidentiality requirements), to facilitate each organization’s efforts.